EMO RT / ClearBridge Energy Midstream Opportunity Fund Inc - Equity Right - Insider Trading and Ownership Report - SEC Form 3, 4, 5

ClearBridge Energy Midstream Opportunity Fund Inc - 株式権利
US ˙ NYSE

合計内部者58
内部心理スコア

内部心理スコアは、企業の内部関係者によって買収されている企業を見つけます。

これは内部者の所有量が最も高い企業を特定する、洗練された多要素定量モデルの結果です。スコアリング・モデルでは、過去90日間に購入した内部者の正味数、浮動株の割合として購入された株式の合計、および内部者が所有する株式の合計を組み合わせて使用します。数値の範囲は0から100で、数値が大きいほど所有量が高く50が平均値です。

更新頻度: 1日

内部者の所有量が最も多い企業のリストを提供する 内部者トップピックを参照してください。

役員心理スコア

役員心理スコアは、役員によって購入されている企業を見つけます。

定義上、役員は内部者ですが、他の内部者 (10%株主と取締役) とは異なり、役員は日常的に会社のために働き、取引の際には自分のお金を使います。(10%株主や取締役は、他人のお金を管理するファンドマネージャーであることが多い。)このように、役員による内部者取引は、より重要であり、適切に取り扱われるべきです。

内部者心理スコアと同様に、役員心理スコアは、役員の所有量が最も高い企業を特定する高度な多要素定量モデルの結果です。

更新頻度: 1日

高心理スコア企業のリストを提供する 内部者トップピックを参照してください。

主要内部者指標

このカードは、同社がさまざまな内部者指標に沿ってどのようにランク付けされているかを示しています。パーセンタイルのランクは、この会社が米国市場の他の会社と比較してどうであるかを示しています。ランキングが高いほど状況が良いことを示しています。

例えば、内部者取引はポジティブな指標であるため、内部者取引の多い企業は、内部者取引の少ない企業 (あるいは内部者売却でさえ) よりも上位にランクされると一般的に考えられています。

正味内部者購入数 (ランク)

N/A

正味内部者購入数は、購入した内部者の総数から、過去90日間に売却した内部者の総数を差し引いたものです。パーセンタイルのランクがここに表示されます (0から100%の範囲) 。

内部者による浮動株購入率 (ランク)

N/A

内部者による浮動株購入率は、内部者が購入した株式の総数から、過去90日間に内部者が売却した株式の総数を差し引いたものを浮動株の総数で割り、100を乗じたものです。

内部者取引チャート

ClearBridge Energy Midstream Opportunity Fund Inc - Equity Right内部者取引を次のチャートに示します。内部者とは、会社の役員、取締役、または重要な投資家のことです。一般的に、内部者が重要な非公開情報に基づいて自社の取引を行うことは一般的に違法です。これは、彼らが自分の会社で取引をすることが違法であるという意味ではありません。ただし、すべての取引をフォーム4を通じてSECに報告しなければなりません。

内部者名簿と収益性指標

この表は、既知の内部者を示しており、SECに開示されたファイルから自動的に生成されます。氏名、最新の役職名、取締役、役員または10%所有者の指定に加えて、開示された最新の保有株式を提供します。さらに、可能な場合は、内部者の過去の取引実績を提供します。過去の取引実績は、内部者による実際の公開市場での購入取引の実績の加重平均です。この計算方法の詳細については、こちらのYouTubeウェビナーをご覧ください。

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内部者 平均利益 (%) 所有
株式数
調整後
分割
General Life Insurance Co American - 94 0
American International Group Inc - 23 23
Robert D Agdern Director - [D] 1,538 1,538
Christopher Berarducci Treas/Principal Finan Officer - [O] 0 0
Jennifer s Berg 0
Laura Boydston 0
Harry D Cohen - 0 0
Carol L Colman Director - [D] 400 400
Daniel P Cronin Director - [D] 0 0
Frances Cashman - 0 0
Michael Clarfeld - 6,691 1,338
Clearbridge Investments, LLC - 0 0
Corebridge Financial, Inc. - 0 0
Chris Eades - 14,384 14,384
Brian Eakes - 0 0
Justin Eede - 0 0
Franklin Resources Inc - 31,709 31,709
Laura F Fergerson 0
Richard A Freeman - 2,022 404
内部者 平均利益 (%) 所有
株式数
調整後
分割
Kenneth Fuller CEO, Pres. & Chairman, Director - [D] [O] 0 0
Anthony Grillo Director - [D] 250 250
Life Insurance Co Of America Guardian 10% Owner - [10%] 200,001 200,001
Scott Glasser - 0 0
Hinkle Matthew T. - 0 0
Hoyt George P. 0
Jennifer M Johnson 0
Fred Steven Jensen 0
Terence Johnson - 0 0
Eileen A Kamerick Director - [D] 0 0
John Kenney - 0 0
Todd F Kuehl Chief Compliance Officer - [O] 0 0
Nisha Kumar Director - [D] 0 0
Cynthia List - 0 0
Mutual Life Insurance Co Massachusetts 10% Owner - [10%] 4 4
Peter Daniel Charles Mason Director - [D] 0 0
Patrick McElroy - 0 0
Terrence Murphy - 0 0
of Omaha Insurance Co Mutual 10% Owner - [10%] 130 26
内部者 平均利益 (%) 所有
株式数
調整後
分割
Jeffrey Allen Nattans - 0 0
Matthew Nicholls 0
Amy Olmert - 0 0
Prudential Financial Inc 10% Owner - [10%] 142,858 142,858
Legacy Insurance Co Of New Jersey Prudential 10% Owner - [10%] 235 166,667
Plafker Jed A. 0
Life Insurance Co Reliastar - 25 5
Life Of Denver Insurance Co Security - 34 7
Saba Capital Management, L.P. 10% Owner - [10%] 358,806 358,806
Hillary A Sale Director - [D] 0 0
Richard Sennett Principal Financial Officer - [O] 0 0
Gwen L Shaneyfelt 0
Nicole Tarallo - 0 0
Jane Trust - 0 0
Annuity Life Insurance Co /tx/ Variable - 0 200,001
INSURANCE & ANNUITY Co VOYA - 141 28
RETIREMENT INSURANCE & ANNUITY Co VOYA - 185 37
Peter Vanderlee - 2,400 480
Voya Financial, Inc. 10% Owner - [10%] 385 77
Voya Holdings, Inc. 10% Owner - [10%] 385 77

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内部者購入の実績 - 短期利益分析

このセクションでは、EMO RT / ClearBridge Energy Midstream Opportunity Fund Inc - Equity Rightで行われたすべての計画外の公開市場内部者購入の収益性を分析します。この分析は、内部者が一貫して異常なリターンを生成しているかどうかを理解するのに役立ちます。この分析は、各取引の1年間後のもので 結果は理論値です .

次の表は、自動取引計画に含まれていない直近の公開市場購入を示しています。

取引日 内部者 レポート
株式数
レポート
価格
調整後
株式数
調整後
価格
費用基準 最大
日数
最大
価格
最大
利益 ($)
最大リターン (%)
2025-10-13 Agdern Robert D 385 42.1100 385 42.1100 16,212 163 54.2000 4,655 28.71
2025-05-27 GRILLO ANTHONY 250 45.8400 250 45.8400 11,460
2023-12-06 Saba Capital Management, L.P. 25,253 33.7000 25,253 33.7000 851,026
2023-12-05 Saba Capital Management, L.P. 15,756 34.2400 15,756 34.2400 539,485
2023-12-04 Saba Capital Management, L.P. 1,736 34.3800 1,736 34.3800 59,684
2023-12-01 Saba Capital Management, L.P. 30,458 34.8500 30,458 34.8500 1,061,461
2023-11-30 Saba Capital Management, L.P. 12,698 34.3200 12,698 34.3200 435,795
2023-11-29 Saba Capital Management, L.P. 5,793 33.6100 5,793 33.6100 194,703
2023-11-28 Saba Capital Management, L.P. 32,400 33.0800 32,400 33.0800 1,071,792

調整後価格は分割調整後価格です。 調整後株式数は分割調整後株式数です。

EMO RT / ClearBridge Energy Midstream Opportunity Fund Inc - Equity Right Insider Trades
内部者売却の実績 - 短期損失分析

このセクションでは、EMO RT / ClearBridge Energy Midstream Opportunity Fund Inc - Equity Rightで行われたすべての予定外の公開市場の内部者取引の短期損失回避を分析します。損失回避の一貫したパターンは、将来の売却取引が価格の下落を予測する可能性を示唆しているかもしれません。この分析は、各取引の1年間後のものです。 結果は理論値です .

次の表は、自動取引プランに含まれていない直近の公開市場での売買を示しています。

取引日 内部者 レポート
株式数
レポート
価格
調整後
株式数
調整後
価格
費用基準 最小
日数
最小
価格
最大損失
回避 ($)
最大損失
回避 (%)
2025-01-03 FRANKLIN RESOURCES INC 8,772 47.0000 8,772 47.0000 412,284 95 41.0900 -51,843 -12.57
2024-12-27 FRANKLIN RESOURCES INC 1,124 46.0257 1,124 46.0257 51,733
2024-12-24 FRANKLIN RESOURCES INC 8,153 46.0133 8,153 46.0133 375,146
2024-12-20 FRANKLIN RESOURCES INC 1,747 45.0866 1,747 45.0866 78,766
2024-12-16 FRANKLIN RESOURCES INC 2,209 46.0420 2,209 46.0420 101,707
2024-12-11 FRANKLIN RESOURCES INC 2,700 47.4517 2,700 47.4517 128,120
2024-12-11 FRANKLIN RESOURCES INC 1,200 47.4517 1,200 47.4517 56,942

調整後価格は分割調整後価格です。 調整後株式数は分割調整後株式数です。

EMO RT / ClearBridge Energy Midstream Opportunity Fund Inc - Equity Right Insider Trades
取引履歴

リンクアイコンをクリックすると、完全な取引履歴が表示されます。10b5-1自動取引プランの一環として報告された取引には、「10b-5」の列にX印が表示されます。

提出
取引
フォーム 内部者 ティッカー 証券タイトル コード 10b5-1 直接 権利行使
価格
単位
価格
単位
変化
価値
変更 (千)
残り
オプション
残り
株式数
2025-10-17 2025-10-15 4 Corebridge Financial, Inc. Held through subsidiaries EMO 4.66% Series H Senior Secured Notes due October 15, 2025 J - Other I 5,592,315.6800 -5,494,298 -30,725,851,652
2025-10-14 2025-10-13 4 Agdern Robert D EMO Common Stock P - Purchase D 42.1100 385 16 1,538
2025-06-13 2025-06-11 4 Corebridge Financial, Inc. Held through subsidiaries EMO 3.46% Series M Senior Secured Notes due June 11, 2025 J - Other I 569,291.4600 -559,610 -318,581,308
2025-06-13 2025-06-11 4 Corebridge Financial, Inc. Held through subsidiaries EMO Series O Mandatory Redeemable Preferred Stock J - Other I 35.0400 -125,716 -4,405 0
2025-05-28 2025-05-27 4 GRILLO ANTHONY EMO Common Stock P - Purchase D 45.8400 250 11 250
2025-04-01 2025-03-28 4 Corebridge Financial, Inc. Held through subsidiary EMO Series P Mandatory Redeemable Preferred Stock S - Sale I 33.6900 -74,286 -2,503 160,000
2025-04-01 2025-03-28 4 Corebridge Financial, Inc. Held through subsidiary EMO Series J Mandatory Redeemable Preferred Stock S - Sale I 34.3100 -65,715 -2,255 134,286
2025-03-06 2025-01-08 4 FRANKLIN RESOURCES INC EMO Common Stock S - Sale D 47.0624 -9,704 -457 0
2025-03-06 2024-12-11 4/A FRANKLIN RESOURCES INC EMO Common Stock S - Sale D 47.4517 -1,200 -57 31,709
2025-01-07 2025-01-03 4 FRANKLIN RESOURCES INC EMO Common Stock S - Sale D 47.0000 -8,772 -412 8,204
2024-12-31 2024-12-27 4 FRANKLIN RESOURCES INC EMO Common Stock S - Sale D 46.0257 -1,124 -52 16,976
2024-12-27 2024-12-24 4 FRANKLIN RESOURCES INC EMO Common Stock S - Sale D 46.0133 -8,153 -375 18,100
2024-12-20 2024-12-20 4 FRANKLIN RESOURCES INC EMO Common Stock S - Sale D 45.0866 -1,747 -79 26,253
2024-12-18 2024-12-16 4 FRANKLIN RESOURCES INC EMO Common Stock S - Sale D 46.0420 -2,209 -102 28,000
2024-12-13 2024-12-11 4 FRANKLIN RESOURCES INC EMO Common Stock S - Sale D 47.4517 -2,700 -128 30,209
2024-12-10 2024-12-10 4 FRANKLIN RESOURCES INC EMO Common Stock S - Sale D 47.4310 -2,610 -124 32,909
2024-12-10 2024-12-09 4 FRANKLIN RESOURCES INC EMO Common Stock S - Sale D 48.0515 -1,000 -48 35,519
2024-11-22 3 Mason Peter Daniel Charles EMO Common Stock D 0
2024-11-21 3 GRILLO ANTHONY EMO Common Stock D 0
2024-11-21 3 Sale Hillary A EMO Common Stock D 0
2024-11-01 2024-10-25 4 Eades Chris EMO Common Stock S - Sale D 43.9950 -23,500 -1,034 14,384
2024-10-18 2024-10-18 4 FRANKLIN RESOURCES INC EMO Common Stock S - Sale D 43.7108 -7,900 -345 36,519
2024-10-18 2024-10-17 4 FRANKLIN RESOURCES INC EMO Common Stock S - Sale D 43.6860 -6,600 -288 44,419
2024-10-18 2024-10-16 4 FRANKLIN RESOURCES INC EMO Common Stock S - Sale D 43.6923 -8,467 -370 51,019
2024-10-16 2024-10-15 4 FRANKLIN RESOURCES INC EMO Common Stock S - Sale D 43.4244 -6,376 -277 59,486
2024-10-16 2024-10-14 4 FRANKLIN RESOURCES INC EMO Common Stock S - Sale D 43.9027 -7,657 -336 65,862
2024-09-11 2024-09-09 4 PRUDENTIAL FINANCIAL INC By The Prudential Insurance Company of America, a wholly-owned subsidiary of the Reporting Person EMO Series L Mandatory Redeemable Preferred Stock (EMO) J - Other I 35.0000 142,858 5,000 142,858
2024-09-11 2024-09-09 4 PRUDENTIAL FINANCIAL INC By The Prudential Insurance Company of America, a wholly-owned subsidiary of the Reporting Person EMO Series L Mandatory Redeemable Preferred Stock (EMO) J - Other I 30.0000 -166,667 -5,000 0
2024-09-11 2024-09-09 4 PRUDENTIAL FINANCIAL INC By The Prudential Insurance Company of America, a wholly-owned subsidiary of the Reporting Person EMO Series R Mandatory Redeemable Preferred Stock (EMO) J - Other I 35.0000 285,715 10,000 285,715
2024-09-11 2024-09-09 4 PRUDENTIAL FINANCIAL INC By The Prudential Insurance Company of America, a wholly-owned subsidiary of the Reporting Person EMO Series N Mandatory Redeemable Preferred Stock (EMO) J - Other I 35.0000 457,143 16,000 457,143
2024-09-11 2024-09-09 4 PRUDENTIAL FINANCIAL INC By The Prudential Insurance Company of America, a wholly-owned subsidiary of the Reporting Person EMO Series M Mandatory Redeemable Preferred Stock (EMO) J - Other I 35.0000 314,286 11,000 314,286
2024-09-11 2024-09-09 4 Corebridge Financial, Inc. Held through subsidiaries EMO Series J Mandatory Redeemable Preferred Stock J - Other I 200,001 200,001
2024-09-11 2024-09-09 4 Corebridge Financial, Inc. Held through subsidiaries EMO Series J Mandatory Redeemable Preferred Stock J - Other I -70 0
2024-09-11 2024-09-09 4 Corebridge Financial, Inc. Held through subsidiaries EMO 3.76% Series O Senior Secured Notes due June 11, 2030 J - Other I 2,051,904
2024-09-11 2024-09-09 4 Corebridge Financial, Inc. Held through subsidiaries EMO 3.56% Series N Senior Secured Notes due June 11, 2027 J - Other I 1,492,294
2024-09-11 2024-09-09 4 Corebridge Financial, Inc. Held through subsidiaries EMO 3.46% Series M Senior Secured Notes due June 11, 2025 J - Other I 559,610
2024-09-11 2024-09-09 4 Corebridge Financial, Inc. Held through subsidiaries EMO Series P Mandatory Redeemable Preferred Stock J - Other I 234,286 234,286
2024-09-11 2024-09-09 4 Corebridge Financial, Inc. Held through subsidiaries EMO Series O Mandatory Redeemable Preferred Stock J - Other I 125,716 125,716
2024-07-25 2024-07-23 4 Corebridge Financial, Inc. Held through subsidiaries EMO Series I Mandatory Redeemable Preferred Stock J - Other I 100,825.4400 -30 -3,025 0
2024-06-25 2024-06-21 4 Saba Capital Management, L.P. - EMO Common Stock U - Other I 44.4500 -2,648,311 -117,717 358,806
2024-06-11 2024-06-09 4 AMERICAN INTERNATIONAL GROUP INC Held through subsidiaries EMO Series J Mandatory Redeemable Preferred Stock J - Other I -47 23
2024-06-11 2024-06-09 4 AMERICAN INTERNATIONAL GROUP INC Held through subsidiaries EMO Series I Mandatory Redeemable Preferred Stock J - Other I -20 10
2024-06-11 2024-06-09 4 AMERICAN INTERNATIONAL GROUP INC Held through subsidiaries EMO 4.66% Series H Senior Secured Notes due October 15, 2025 J - Other I -3,749,859
2024-06-11 3 Corebridge Financial, Inc. Held through subsidiaries EMO Series I Mandatory Redeemable Preferred Stock I 30
2024-06-11 3 Corebridge Financial, Inc. Held through subsidiaries EMO 4.66% Series H Senior Secured Notes due October 15, 2025 I
2024-06-11 3 Corebridge Financial, Inc. Held through subsidiaries EMO Series J Mandatory Redeemable Preferred Stock I 70
2024-04-10 3 Tarallo Nicole EMO Common Stock D 0
2024-01-03 3 Hinkle Matthew T. EMO Common Stock D 0
2024-01-02 3 McElroy Patrick EMO Common Stock D 0
2023-12-07 2023-12-06 4 Saba Capital Management, L.P. - EMO Common Stock P - Purchase I 33.7000 25,253 851 3,007,117
2023-12-07 2023-12-05 4 Saba Capital Management, L.P. - EMO Common Stock P - Purchase I 34.2400 15,756 539 2,981,864
2023-12-05 2023-12-04 4 Saba Capital Management, L.P. - EMO Common Stock P - Purchase I 34.3800 1,736 60 2,966,108
2023-12-05 2023-12-01 4 Saba Capital Management, L.P. - EMO Common Stock P - Purchase I 34.8500 30,458 1,061 2,964,372
2023-12-01 2023-11-30 4 Saba Capital Management, L.P. - EMO Common Stock P - Purchase I 34.3200 12,698 436 2,933,914
2023-12-01 2023-11-29 4 Saba Capital Management, L.P. - EMO Common Stock P - Purchase I 33.6100 5,793 195 2,921,216
2023-11-28 2023-11-28 4 Saba Capital Management, L.P. - EMO Common Stock P - Purchase I 33.0800 32,400 1,072 2,915,423
2023-11-13 2023-11-10 4 Saba Capital Management, L.P. - EMO Common Stock P - Purchase I 32.2100 4,413 142 2,883,023
2023-11-13 2023-11-09 4 Saba Capital Management, L.P. - EMO Common Stock P - Purchase I 31.6000 34,012 1,075 2,878,610
2023-11-09 2023-11-08 4 Saba Capital Management, L.P. - EMO Common Stock P - Purchase I 31.5200 9,993 315 2,844,598
2023-11-06 2023-11-03 4 Saba Capital Management, L.P. - EMO Common Stock P - Purchase I 33.0500 7,905 261 2,834,605
2023-11-03 2023-11-02 4 Saba Capital Management, L.P. - EMO Common Stock P - Purchase I 32.9100 25,187 829 2,826,700
2023-11-03 2023-11-01 4 Saba Capital Management, L.P. - EMO Common Stock P - Purchase I 31.2700 1,421 44 2,801,513
2023-10-31 2023-10-31 4 Saba Capital Management, L.P. - EMO Common Stock P - Purchase I 31.3300 77,446 2,426 2,794,917
2023-10-31 2023-10-30 4 Saba Capital Management, L.P. - EMO Common Stock P - Purchase I 30.9400 22,982 711 2,717,471
2023-10-30 2023-10-27 4 Saba Capital Management, L.P. - EMO Common Stock P - Purchase I 31.1300 7,732 241 2,694,489
2023-10-30 2023-10-26 4 Saba Capital Management, L.P. - EMO Common Stock P - Purchase I 31.5400 2,648 84 2,686,757
2023-10-25 2023-10-24 4 Saba Capital Management, L.P. - EMO Common Stock P - Purchase I 31.6100 12,665 400 2,684,109
2023-10-23 2023-10-23 4 Saba Capital Management, L.P. - EMO Common Stock P - Purchase I 31.2500 34,913 1,091 2,671,444
2023-10-18 2023-10-17 4 Saba Capital Management, L.P. - EMO Common Stock P - Purchase I 32.5100 30,344 986 2,636,531
2023-10-18 2023-10-16 4 Saba Capital Management, L.P. - EMO Common Stock P - Purchase I 32.5300 2,044 66 2,606,187
2023-10-17 2023-10-15 4 AMERICAN INTERNATIONAL GROUP INC Held through subsidiaries EMO 4.51% Series G Senior Secured Notes due October 15, 2023 J - Other I 4,190,553.3400 -4,097,638 -17,171,371,697
2023-10-17 3 VARIABLE ANNUITY LIFE INSURANCE CO /TX/ EMO 4.66% Series H Senior Secured Notes due October 15, 2025 D
2023-10-16 2023-10-12 4 Saba Capital Management, L.P. - EMO Common Stock P - Purchase I 31.7400 22,077 701 2,604,143
2023-10-12 2023-10-11 4 Saba Capital Management, L.P. - EMO Common Stock P - Purchase I 31.6100 2,102 66 2,582,066
2023-10-12 2023-10-10 4 Saba Capital Management, L.P. - EMO Common Stock P - Purchase I 31.3000 1,210 38 2,579,964
2023-10-03 2023-10-02 4 Saba Capital Management, L.P. - EMO Common Stock P - Purchase I 31.3700 35,066 1,100 2,578,754
2023-09-25 2023-09-25 4 Saba Capital Management, L.P. - EMO Common Stock P - Purchase I 32.7700 11,812 387 2,543,688
2023-09-25 2023-09-22 4 Saba Capital Management, L.P. - EMO Common Stock P - Purchase I 32.5600 16,577 540 2,531,876
2023-09-22 2023-09-21 4 Saba Capital Management, L.P. - EMO Common Stock P - Purchase I 32.4200 13,985 453 2,515,299
2023-09-11 2023-09-07 4 Saba Capital Management, L.P. - EMO Common Stock P - Purchase I 31.4000 13,267 417 2,501,314
2023-09-11 2023-09-06 4 Saba Capital Management, L.P. - EMO Common Stock P - Purchase I 31.5200 24,679 778 2,488,047
2023-09-06 2023-09-05 4 Saba Capital Management, L.P. - EMO Common Stock P - Purchase I 32.0200 18,996 608 2,463,368
2023-09-06 2023-09-01 4 Saba Capital Management, L.P. - EMO Common Stock P - Purchase I 31.8600 3,813 121 2,444,372
2023-08-31 2023-08-31 4 Saba Capital Management, L.P. - EMO Common Stock P - Purchase I 31.5500 21,747 686 2,440,559
2023-08-29 2023-08-29 4 Saba Capital Management, L.P. - EMO Common Stock P - Purchase I 31.2400 1,847 58 2,418,812
2023-08-29 2023-08-28 4 Saba Capital Management, L.P. - EMO Common Stock P - Purchase I 31.1600 10,448 326 2,416,965
2023-08-29 2023-08-25 4 Saba Capital Management, L.P. - EMO Common Stock P - Purchase I 31.0100 20,167 625 2,406,517
2023-08-22 2023-08-21 4 Saba Capital Management, L.P. - EMO Common Stock P - Purchase I 31.5900 10,573 334 2,386,350
2023-08-21 2023-08-18 4 Saba Capital Management, L.P. - EMO Common Stock P - Purchase I 31.5200 9,368 295 2,375,777
2023-08-21 2023-08-17 4 Saba Capital Management, L.P. - EMO Common Stock P - Purchase I 31.2900 7,417 232 2,366,409
2023-08-07 3 AMERICAN GENERAL LIFE INSURANCE CO EMO Series J Mandatory Redeemable Preferred Stock D 47
2023-08-07 3 AMERICAN GENERAL LIFE INSURANCE CO EMO 4.51% Series G Senior Secured Notes due October 15, 2023 D
2023-08-07 3 AMERICAN GENERAL LIFE INSURANCE CO EMO 4.66% Series H Senior Secured Notes due October 15, 2025 D
2023-08-07 2023-08-03 4 Saba Capital Management, L.P. - EMO Common Stock P - Purchase I 31.3700 2,192 69 2,358,992
2023-07-26 2023-07-26 4 Saba Capital Management, L.P. - EMO Common Stock P - Purchase I 31.8400 9,073 289 2,356,800
2023-07-25 2023-07-24 4 Saba Capital Management, L.P. - EMO Common Stock P - Purchase I 31.9000 9,161 292 2,347,727
2023-07-25 2023-07-21 4 Saba Capital Management, L.P. - EMO Common Stock P - Purchase I 31.3500 1,144 36 2,338,566
2023-07-19 2023-07-18 4 Saba Capital Management, L.P. - EMO Common Stock P - Purchase I 30.8700 1,297 40 2,337,422
2023-07-19 2023-07-17 4 Saba Capital Management, L.P. - EMO Common Stock P - Purchase I 30.5300 29,615 904 2,336,125
2023-07-17 2023-07-14 4 Saba Capital Management, L.P. - EMO Common Stock P - Purchase I 30.8800 20,000 618 2,306,510
2023-07-17 2023-07-12 4 Saba Capital Management, L.P. - EMO Common Stock P - Purchase I 30.5800 2,361 72 2,286,510
2023-07-11 2023-07-11 4 Saba Capital Management, L.P. - EMO Common Stock P - Purchase I 30.2900 5,482 166 2,284,149
2023-07-11 2023-07-10 4 Saba Capital Management, L.P. - EMO Common Stock P - Purchase I 30.0000 7,476 224 2,278,667
2023-07-07 2023-07-05 4 Saba Capital Management, L.P. - EMO Common Stock P - Purchase I 29.9300 5,601 168 2,271,191
2023-06-26 2023-06-23 4 Saba Capital Management, L.P. - EMO Common Stock P - Purchase I 28.3000 8,655 245 2,265,590
2023-06-15 2023-06-14 4 Saba Capital Management, L.P. - EMO Common Stock P - Purchase I 28.7500 18,932 544 2,256,935
2023-06-13 2023-06-09 4 Saba Capital Management, L.P. - EMO Common Stock P - Purchase I 29.1500 503 15 2,238,003
2023-06-08 2023-06-07 4 Saba Capital Management, L.P. - EMO Common Stock P - Purchase I 28.8500 1,119 32 2,237,500
2023-06-07 2023-06-06 4 Saba Capital Management, L.P. - EMO Common Stock P - Purchase I 28.4000 5,013 142 2,236,381
2023-06-07 2023-06-05 4 Saba Capital Management, L.P. - EMO Common Stock P - Purchase I 28.4800 3,784 108 2,231,368
2023-06-01 2023-05-30 4 Saba Capital Management, L.P. - EMO Common Stock P - Purchase I 27.5800 1,756 48 2,227,584
2023-05-30 2023-05-26 4 Saba Capital Management, L.P. - EMO Common Stock P - Purchase I 27.7900 8,173 227 2,225,828
2023-05-30 2023-05-25 4 Saba Capital Management, L.P. - EMO Common Stock P - Purchase I 27.7300 4,514 125 2,217,655
2023-05-25 2023-05-24 4 Saba Capital Management, L.P. - EMO Common Stock P - Purchase I 28.1300 17,536 493 2,213,141
2023-05-25 2023-05-23 4 Saba Capital Management, L.P. - EMO Common Stock P - Purchase I 28.3400 2,671 76 2,195,605
2023-05-23 2023-05-19 4 Saba Capital Management, L.P. - EMO Common Stock P - Purchase I 28.9200 35,807 1,036 2,192,934
2023-05-19 2023-05-18 4 Saba Capital Management, L.P. - EMO Common Stock P - Purchase I 28.4400 31,955 909 2,157,127
2023-05-19 2023-05-17 4 Saba Capital Management, L.P. - EMO Common Stock P - Purchase I 28.0200 25,203 706 2,125,172
2023-05-17 2023-05-16 4 Saba Capital Management, L.P. - EMO Common Stock P - Purchase I 27.7800 26,976 749 2,099,969
2023-03-16 2023-02-28 4 Saba Capital Management, L.P. - EMO Common Stock A - Award I 29.9000 18 1 2,073,011
2023-02-14 3 GUARDIAN LIFE INSURANCE CO OF AMERICA 18469P 6@4 Mandatory Redeemable Preferred Stock D 200,001
2023-02-14 2022-11-17 5 AMERICAN INTERNATIONAL GROUP INC Held through subsidiaries EMO Series J Mandatory Redeemable Preferred Stock J - Other I 70 70
2023-02-14 2022-11-17 5 AMERICAN INTERNATIONAL GROUP INC Held through subsidiaries EMO Series E Mandatory Redeemable Preferred Stock J - Other I -70 0
2023-02-14 2022-11-17 5 AMERICAN INTERNATIONAL GROUP INC Held through subsidiaries EMO Series I Mandatory Redeemable Preferred Stock J - Other I 30 30
2023-02-14 2022-11-17 5 AMERICAN INTERNATIONAL GROUP INC Held through subsidiaries EMO Series D Mandatory Redeemable Preferred Stock J - Other I -30 0
2023-02-02 2023-02-01 4 Saba Capital Management, L.P. - EMO Common Stock P - Purchase I 30.7600 5,005 154 2,072,993
2023-02-01 2023-01-30 4 Saba Capital Management, L.P. - EMO Common Stock P - Purchase I 31.0900 21,187 659 2,067,988
2023-01-30 2023-01-27 4 Saba Capital Management, L.P. - EMO Common Stock P - Purchase I 31.1900 6,124 191 2,046,801
2023-01-30 2023-01-26 4 Saba Capital Management, L.P. - EMO Common Stock P - Purchase I 30.9800 11,182 346 2,040,677
2023-01-26 2023-01-25 4 Saba Capital Management, L.P. - EMO Common Stock P - Purchase I 30.5100 57,426 1,752 2,029,495
2023-01-19 2023-01-17 4 Saba Capital Management, L.P. - EMO Common Stock P - Purchase I 29.8600 15,372 459 1,972,069
2023-01-19 2022-11-30 4 Saba Capital Management, L.P. - EMO Common Stock A - Award I 30.4300 17 1 1,956,697
2023-01-17 2023-01-12 4 Saba Capital Management, L.P. - EMO Common Stock P - Purchase I 29.8500 965 29 1,956,680
2023-01-17 2023-01-10 4 Saba Capital Management, L.P. - EMO Common Stock P - Purchase I 28.9600 10,630 308 1,955,715
2023-01-10 2023-01-09 4 Saba Capital Management, L.P. - EMO Common Stock P - Purchase I 29.0600 35,109 1,020 1,945,085
2023-01-10 2023-01-06 4 Saba Capital Management, L.P. - EMO Common Stock P - Purchase I 28.6200 20,649 591 1,909,976
2022-12-15 2022-12-13 4 Saba Capital Management, L.P. - EMO Common Stock P - Purchase I 28.8700 70,684 2,041 1,889,327
2022-12-12 2022-12-12 4 Saba Capital Management, L.P. - EMO Common Stock P - Purchase I 28.2900 8,679 246 1,818,643
2022-12-12 2022-12-09 4 Saba Capital Management, L.P. - EMO Common Stock P - Purchase I 28.2500 2,208 62 1,809,964
2022-12-09 2022-12-08 4 Saba Capital Management, L.P. - EMO Common Stock P - Purchase I 28.7200 12,863 369 1,807,756
2022-12-09 2022-12-07 4 Saba Capital Management, L.P. - EMO Common Stock P - Purchase I 28.7900 2,947 85 1,794,893
2022-12-07 2022-12-05 4 Saba Capital Management, L.P. - EMO Common Stock P - Purchase I 30.2600 100 3 1,791,946
2022-12-05 2022-12-01 4 Saba Capital Management, L.P. - EMO Common Stock P - Purchase I 30.2200 80 2 1,781,994
2022-12-05 2021-12-02 4 Saba Capital Management, L.P. - EMO Common Stock P - Purchase I 30.1000 9,852 297 1,791,846
2022-12-05 2022-12-02 4/A Saba Capital Management, L.P. - EMO Common Stock P - Purchase I 30.1000 9,852 297 1,791,846
2022-12-01 2022-11-29 4 Saba Capital Management, L.P. - EMO Common Stock P - Purchase I 30.1500 46,044 1,388 1,781,914
2022-11-28 2022-11-25 4 Saba Capital Management, L.P. - EMO Common Stock P - Purchase I 30.0400 1,523 46 1,735,870
2022-11-25 2022-11-22 4 Saba Capital Management, L.P. - EMO Common Stock P - Purchase I 30.1900 4,238 128 1,734,347
2022-11-22 2022-11-18 4 Saba Capital Management, L.P. - EMO Common Stock P - Purchase I 30.2600 7,561 229 1,730,109
2022-11-21 2022-11-17 4 PRUDENTIAL FINANCIAL INC By The Prudential Insurance Company of America, a wholly-owned subsidiary of the Reporting Person EMO Series L Mandatory Redeemable Preferred Stock P - Purchase I 30.0000 166,667 5,000 166,667
2022-11-21 2022-11-17 4 PRUDENTIAL FINANCIAL INC By Prudential Legacy Insurance Company of New Jersey, a wholly-owned subsidiary of the Reporting Per EMO Series K Mandatory Redeemable Preferred Stock J - Other I 100,000.0000 85 8,500 85
2022-11-21 2022-11-17 4 PRUDENTIAL FINANCIAL INC By Prudential Legacy Insurance Company of New Jersey, a wholly-owned subsidiary of the Reporting Per EMO Series G Mandatory Redeemable Preferred Stock J - Other I 100,000.0000 -85 -8,500 0
2022-11-21 2022-11-17 4 PRUDENTIAL FINANCIAL INC By The Prudential Insurance Company of America, a wholly-owned subsidiary of the Reporting Person EMO Series K Mandatory Redeemable Preferred Stock J - Other I 100,000.0000 24 2,400 24
2022-11-21 2022-11-17 4 PRUDENTIAL FINANCIAL INC By The Prudential Insurance Company of America, a wholly-owned subsidiary of the Reporting Person EMO Series G Mandatory Redeemable Preferred Stock J - Other I 100,000.0000 -24 -2,400 0
2022-11-18 2022-11-17 4 Saba Capital Management, L.P. - EMO Common Stock P - Purchase I 29.7200 18,493 550 1,722,548
2022-11-18 2022-11-16 4 Saba Capital Management, L.P. - EMO Common Stock P - Purchase I 30.2300 200 6 1,704,055
2022-11-17 2022-11-17 4 MASSACHUSETTS MUTUAL LIFE INSURANCE CO By C.M. Life Insurance Company EMO Series H Mandatory Redeemable Preferred Shares J - Other I 100,000.0000 4 400 4
2022-11-17 2022-11-17 4 MASSACHUSETTS MUTUAL LIFE INSURANCE CO EMO Series H Mandatory Redeemable Preferred Shares J - Other D 100,000.0000 66 6,600 66
2022-11-16 2022-11-14 4 Saba Capital Management, L.P. - EMO Common Stock P - Purchase I 30.9700 12,109 375 1,703,855
2022-11-14 2022-11-11 4 Saba Capital Management, L.P. - EMO Common Stock P - Purchase I 30.6000 6,896 211 1,691,746
2022-11-09 2022-11-08 4 Saba Capital Management, L.P. - EMO Common Stock P - Purchase I 30.5600 48,827 1,492 1,684,850
2022-11-09 2022-11-07 4 Saba Capital Management, L.P. - EMO Common Stock P - Purchase I 30.4500 25,451 775 1,636,023
2022-11-07 2022-11-03 4 Saba Capital Management, L.P. - EMO Common Stock P - Purchase I 29.4400 6,268 185 1,610,572
2022-10-31 2022-10-28 4 Saba Capital Management, L.P. - EMO Common Stock P - Purchase I 29.6300 3,239 96 1,604,304
2022-10-31 2022-10-27 4 Saba Capital Management, L.P. - EMO Common Stock P - Purchase I 29.5600 50,309 1,487 1,601,065
2022-10-27 2022-10-26 4 Saba Capital Management, L.P. - EMO Common Stock P - Purchase I 28.9000 34,557 999 1,550,756
2022-10-27 2022-10-25 4 Saba Capital Management, L.P. - EMO Common Stock P - Purchase I 28.2900 9,698 274 1,516,199
2022-10-21 2022-10-20 4 Saba Capital Management, L.P. - EMO Common Stock P - Purchase I 28.0900 35,282 991 1,506,501
2022-10-19 2022-10-17 4 Saba Capital Management, L.P. - EMO Common Stock P - Purchase I 27.0500 6,921 187 1,471,219
2022-10-13 2022-10-12 4 Saba Capital Management, L.P. - EMO Common Stock P - Purchase I 26.2800 44,476 1,169 1,464,298
2022-10-13 2022-10-11 4 Saba Capital Management, L.P. - EMO Common Stock P - Purchase I 26.1700 70,556 1,846 1,419,822
2022-10-11 2022-10-10 4 Saba Capital Management, L.P. - EMO Common Stock P - Purchase I 26.2600 24,496 643 1,349,266
2022-10-11 2022-10-07 4 Saba Capital Management, L.P. - EMO Common Stock P - Purchase I 26.4400 32,268 853 1,324,770
2022-09-26 3 Weinstein Boaz - EMO Common Stock I 1,292,502
2021-06-09 2021-06-07 4 COLMAN CAROL L EMO Common Stock S - Sale D 24.0200 -600 -14 400
2020-11-20 2020-11-16 4 Eades Chris EMO Common Stock P - Purchase D 11.7856 8,700 103 14,610
2020-11-17 2020-11-13 4 Murphy Terrence EMO Common Stock S - Sale D 11.1100 -600 -7 0
2020-04-29 3 AMERICAN GENERAL LIFE INSURANCE CO EMO Series E Mandatory Redeemable Preferred Stock D 94
2020-04-29 3 AMERICAN GENERAL LIFE INSURANCE CO EMO Series E Mandatory Redeemable Preferred Stock D 94
2020-04-29 3 AMERICAN GENERAL LIFE INSURANCE CO EMO 4.66% Series H Senior Secured Notes due October 15, 2025 D 141
2020-04-29 3 AMERICAN GENERAL LIFE INSURANCE CO EMO 4.51% Series G Senior Secured Notes due October 15, 2023 D 141
2020-04-29 3 AMERICAN GENERAL LIFE INSURANCE CO EMO Series E Mandatory Redeemable Preferred Stock D 94
2020-03-30 2020-03-27 4 AMERICAN INTERNATIONAL GROUP INC Held through subsidiaries EMO 4.66% Series H Senior Secured Notes due October 15, 2025 J - Other I 7,048,726.7200 -6,836,985 -48,192,040,757 0
2020-03-30 2020-03-27 4 AMERICAN INTERNATIONAL GROUP INC Held through subsidiaries EMO 4.51% Series G Senior Secured Notes due October 15, 2023 J - Other I 5,253,486.6800 -5,099,012 -26,787,592,201 0
2020-03-25 2020-03-23 4 AMERICAN INTERNATIONAL GROUP INC Held through subsidiaries EMO 4.66% Series H Senior Secured Notes due October 15, 2025 J - Other I 10,729,346.1600 -10,312,195 -110,643,109,288 0
2020-03-25 2020-03-23 4 AMERICAN INTERNATIONAL GROUP INC Held through subsidiaries EMO 4.51% Series G Senior Secured Notes due October 15, 2023 J - Other I 7,996,865.1900 -7,690,818 -61,502,432,028 0
2020-03-13 2020-03-13 4 Clarfeld Michael EMO Common Stock P - Purchase D 2.1600 5,000 11 6,691
2019-12-31 2019-12-30 4 COHEN HARRY D Shares purchased by Mr.Cohen for benefit of his son EMO Common Stock S - Sale I 8.4157 -4,000 -34 0
2019-09-30 3 Berarducci Christopher EMO Common Stock D 0
2019-08-27 2019-08-26 4 CRONIN DANIEL P EMO Common Stock S - Sale D 8.1710 -5,653 -46 0
2019-01-09 3 Kumar Nisha EMO Common Stock D 0
2019-01-02 2018-12-31 4 Glasser Scott EMO Common Stock S - Sale D 7.6411 -9,449 -72 0
2018-12-28 2018-12-26 4 Freeman Richard A EMO Common Stock S - Sale D 7.5862 -34,854 -264 2,022
2018-11-21 3 PRUDENTIAL LEGACY INSURANCE CO OF NEW JERSEY By The Prudential Insurance Company of America, a wholly-owned subsidiary of the Reporting Person EMO Series G Mandatory Redeemable Preferred Stock I 174
2018-11-21 3 PRUDENTIAL LEGACY INSURANCE CO OF NEW JERSEY By The Prudential Insurance Company of America, a wholly-owned subsidiary of the Reporting Person EMO Series F Mandatory Redeemable Preferred Stock I 191
2018-11-21 3 PRUDENTIAL LEGACY INSURANCE CO OF NEW JERSEY By The Prudential Insurance Company of America, a wholly-owned subsidiary of the Reporting Person EMO Series G Mandatory Redeemable Preferred Stock I 174
2018-11-21 3 PRUDENTIAL LEGACY INSURANCE CO OF NEW JERSEY By Prudential Legacy Insurance Company of New Jersey, a wholly-owned subsidiary of the Reporting Per EMO Series G Mandatory Redeemable Preferred Stock I 235
2018-11-21 3 PRUDENTIAL LEGACY INSURANCE CO OF NEW JERSEY By The Prudential Insurance Company of America, a wholly-owned subsidiary of the Reporting Person EMO Series F Mandatory Redeemable Preferred Stock I 191
2018-11-21 3 PRUDENTIAL LEGACY INSURANCE CO OF NEW JERSEY By The Prudential Insurance Company of America, a wholly-owned subsidiary of the Reporting Person EMO Series G Mandatory Redeemable Preferred Stock I 174
2018-11-21 3 PRUDENTIAL LEGACY INSURANCE CO OF NEW JERSEY By Prudential Legacy Insurance Company of New Jersey, a wholly-owned subsidiary of the Reporting Per EMO Series G Mandatory Redeemable Preferred Stock I 235
2018-11-21 3 PRUDENTIAL LEGACY INSURANCE CO OF NEW JERSEY By The Prudential Insurance Company of America, a wholly-owned subsidiary of the Reporting Person EMO Series F Mandatory Redeemable Preferred Stock I 191
2018-11-21 3 PRUDENTIAL LEGACY INSURANCE CO OF NEW JERSEY By Prudential Legacy Insurance Company of New Jersey, a wholly-owned subsidiary of the Reporting Per EMO Series G Mandatory Redeemable Preferred Stock I 235
2018-11-21 3 PRUDENTIAL LEGACY INSURANCE CO OF NEW JERSEY By The Prudential Insurance Company of America, a wholly-owned subsidiary of the Reporting Person EMO Series F Mandatory Redeemable Preferred Stock I 191
2018-11-21 3 PRUDENTIAL LEGACY INSURANCE CO OF NEW JERSEY By The Prudential Insurance Company of America, a wholly-owned subsidiary of the Reporting Person EMO Series G Mandatory Redeemable Preferred Stock I 174
2018-11-21 3 PRUDENTIAL LEGACY INSURANCE CO OF NEW JERSEY By Prudential Legacy Insurance Company of New Jersey, a wholly-owned subsidiary of the Reporting Per EMO Series G Mandatory Redeemable Preferred Stock I 235
2018-11-19 3 AMERICAN INTERNATIONAL GROUP INC Held through subsidiaries EMO Series E Mandatory Redeemable Preferred Stock I 39,531,116
2018-11-19 3 AMERICAN INTERNATIONAL GROUP INC Held through subsidiaries EMO 4.51% Series C Senior Secured Notes due October 15, 2023 I 56,418,514
2018-11-19 3 AMERICAN INTERNATIONAL GROUP INC Held through subsidiaries EMO 4.66% Series D Senior Secured Notes due October 15, 2025 I 62,174,524
2018-11-19 3 AMERICAN INTERNATIONAL GROUP INC Held through subsidiaries EMO 4.51% Series C Senior Secured Notes due October 15, 2023 I 56,418,514
2018-11-19 3 AMERICAN INTERNATIONAL GROUP INC Held through subsidiaries EMO 4.66% Series D Senior Secured Notes due October 15, 2025 I 62,174,524
2018-11-19 3 AMERICAN INTERNATIONAL GROUP INC Held through subsidiaries EMO Series E Mandatory Redeemable Preferred Stock I 39,531,116
2018-11-19 3 AMERICAN INTERNATIONAL GROUP INC Held through subsidiaries EMO 4.51% Series C Senior Secured Notes due October 15, 2023 I 56,418,514
2018-11-19 3 AMERICAN INTERNATIONAL GROUP INC Held through subsidiaries EMO 4.66% Series D Senior Secured Notes due October 15, 2025 I 62,174,524
2018-11-19 3 AMERICAN INTERNATIONAL GROUP INC Held through subsidiaries EMO Series D Mandatory Redeemable Preferred Stock I 39,531,076
2018-11-19 3 AMERICAN INTERNATIONAL GROUP INC Held through subsidiaries EMO Series D Mandatory Redeemable Preferred Stock I 39,531,076
2018-11-19 3 AMERICAN INTERNATIONAL GROUP INC Held through subsidiaries EMO Series E Mandatory Redeemable Preferred Stock I 39,531,116
2018-11-19 3 AMERICAN INTERNATIONAL GROUP INC Held through subsidiaries EMO Series D Mandatory Redeemable Preferred Stock I 39,531,076
2018-03-12 2018-03-12 4 COLMAN CAROL L EMO Common Stock P - Purchase D 10.8400 2,000 22 5,000
2018-03-12 2018-03-08 4 COLMAN CAROL L EMO Common Stock P - Purchase D 10.6795 3,000 32 3,000
2017-12-12 2017-12-11 4 Eades Chris EMO Common Stock P - Purchase D 11.0471 2,270 25 8,527
2017-12-11 3/A Glasser Scott EMO Common Stock D 6,042
2017-12-11 2017-12-08 4 Murphy Terrence EMO Common Stock P - Purchase D 10.8630 3,000 33 3,000
2017-12-11 2017-12-08 4 Glasser Scott EMO Common Stock S - Sale D 10.8600 -8,220 -89 0
2017-12-08 2017-12-07 4 Vanderlee Peter EMO Common Stock S - Sale D 10.3900 -500 -5 2,400
2017-09-14 2017-09-13 4 Eades Chris EMO Common Stock P - Purchase D 11.9190 1,250 15 6,257
2017-06-02 3 Cashman Frances EMO Common Stock D 0
2017-06-01 2017-05-31 4 Eades Chris EMO Common Stock P - Purchase D 12.6900 2,000 25 5,007
2017-05-16 3 Kuehl Todd F EMO Common Stock D 0
2016-12-22 2016-12-20 4 Vanderlee Peter EMO Common Stock P - Purchase D 13.1249 400 5 2,900
2016-12-21 2016-12-19 4 Freeman Richard A EMO Common Stock S - Sale D 12.8490 -3,155 -41 26,088
2016-03-29 3 Eakes Brian EMO Common Stock D 0
2016-03-29 3 Johnson Terence EMO Common Stock D 0
2016-03-29 3 Kenney John EMO Common Stock D 0
2016-03-29 3 Eede Justin EMO Common Stock D 0
2016-02-16 3 Voya Holdings, Inc. By Subsidiary EMO Series B Mandatory Redeemable Preferred Stock I 315
2016-02-16 3 Voya Holdings, Inc. By Subsidiary EMO Series A Mandatory Redeemable Preferred Stock I 300
2016-02-16 3 Voya Holdings, Inc. By Subsidiary EMO Series B Mandatory Redeemable Preferred Stock I 315
2016-02-16 3 Voya Holdings, Inc. By Subsidiary EMO Series C Mandatory Redeemable Preferred Stock I 385
2016-02-16 3 Voya Holdings, Inc. By Subsidiary EMO Series A Mandatory Redeemable Preferred Stock I 300
2016-02-16 3 Voya Holdings, Inc. By Subsidiary EMO Series C Mandatory Redeemable Preferred Stock I 385
2016-02-16 3 Voya Holdings, Inc. By Subsidiary EMO Series C Mandatory Redeemable Preferred Stock I 385
2016-02-16 3 Voya Holdings, Inc. By Subsidiary EMO Series B Mandatory Redeemable Preferred Stock I 315
2016-02-16 3 Voya Holdings, Inc. By Subsidiary EMO Series A Mandatory Redeemable Preferred Stock I 300
2015-12-09 2015-12-07 4 COHEN HARRY D EMO Common Stock S - Sale D 11.3180 -1,692 -19 0
2015-12-03 2015-12-01 4 COHEN HARRY D EMO Common Stock S - Sale D 14.5060 -15,000 -218 1,259
2015-07-29 2015-07-28 4 Vanderlee Peter EMO Common Stock P - Purchase D 17.8500 500 9 2,500
2015-06-22 3 Mutual of Omaha Insurance Co By United of Omaha Life Insurance Company EMO Series A Mandatorily Redeemable Preferred Shares I 150
2015-06-22 3 Mutual of Omaha Insurance Co By Companion Life Insurance Company EMO Series A Mandatorily Redeemable Preferred Shares I 120
2015-06-22 3 Mutual of Omaha Insurance Co By United of Omaha Life Insurance Company EMO Series A Mandatorily Redeemable Preferred Shares I 150
2015-06-22 3 Mutual of Omaha Insurance Co EMO Series B Mandatorily Redeemable Preferred Shares D 130
2015-06-22 3 Mutual of Omaha Insurance Co By Companion Life Insurance Company EMO Series A Mandatorily Redeemable Preferred Shares I 120
2015-06-22 3 Mutual of Omaha Insurance Co EMO Series B Mandatorily Redeemable Preferred Shares D 130
2015-04-24 3 Trust Jane EMO Common Stock D 0
2015-04-01 3 RELIASTAR LIFE INSURANCE CO EMO Series C Mandatory Redeemable Preferred Stock (9-year) D 25
2015-04-01 3 RELIASTAR LIFE INSURANCE CO EMO Series B Mandatory Redeemable Preferred Stock (7-year) D 20
2015-04-01 3 RELIASTAR LIFE INSURANCE CO EMO Series B Mandatory Redeemable Preferred Stock (7-year) D 20
2015-04-01 3 RELIASTAR LIFE INSURANCE CO EMO Series C Mandatory Redeemable Preferred Stock (9-year) D 25
2015-04-01 3 SECURITY LIFE OF DENVER INSURANCE CO EMO Series C Mandatory Redeemable Preferred Stock (9-year) D 34
2015-04-01 3 SECURITY LIFE OF DENVER INSURANCE CO EMO Series B Mandatory Redeemable Preferred Stock (7-year) D 29
2015-04-01 3 SECURITY LIFE OF DENVER INSURANCE CO EMO Series C Mandatory Redeemable Preferred Stock (9-year) D 34
2015-04-01 3 SECURITY LIFE OF DENVER INSURANCE CO EMO Series B Mandatory Redeemable Preferred Stock (7-year) D 29
2015-04-01 3 SECURITY LIFE OF DENVER INSURANCE CO EMO Series A Mandatory Redeemable Preferred Stock (5-year) D 29
2015-04-01 3 SECURITY LIFE OF DENVER INSURANCE CO EMO Series A Mandatory Redeemable Preferred Stock (5-year) D 29
2015-04-01 3 VOYA RETIREMENT INSURANCE & ANNUITY Co EMO Series B Mandatory Redeemable Preferred Stock (7-year) D 150
2015-04-01 3 VOYA RETIREMENT INSURANCE & ANNUITY Co EMO Series A Mandatory Redeemable Preferred Stock (5-year) D 137
2015-04-01 3 VOYA RETIREMENT INSURANCE & ANNUITY Co EMO Series B Mandatory Redeemable Preferred Stock (7-year) D 150
2015-04-01 3 VOYA RETIREMENT INSURANCE & ANNUITY Co EMO Series C Mandatory Redeemable Preferred Stock (9-year) D 185
2015-04-01 3 VOYA RETIREMENT INSURANCE & ANNUITY Co EMO Series A Mandatory Redeemable Preferred Stock (5-year) D 137
2015-04-01 3 VOYA RETIREMENT INSURANCE & ANNUITY Co EMO Series C Mandatory Redeemable Preferred Stock (9-year) D 185
2015-04-01 3 VOYA INSURANCE & ANNUITY Co EMO Series C Mandatory Redeemable Preferred Stock (9-year) D 141
2015-04-01 3 VOYA INSURANCE & ANNUITY Co EMO Series C Mandatory Redeemable Preferred Stock (9-year) D 141
2015-04-01 3 VOYA INSURANCE & ANNUITY Co EMO Series B Mandatory Redeemable Preferred Stock (7-year) D 116
2015-04-01 3 VOYA INSURANCE & ANNUITY Co EMO Series A Mandatory Redeemable Preferred Stock (5-year) D 119
2015-04-01 3 VOYA INSURANCE & ANNUITY Co EMO Series A Mandatory Redeemable Preferred Stock (5-year) D 119
2015-04-01 3 VOYA INSURANCE & ANNUITY Co EMO Series B Mandatory Redeemable Preferred Stock (7-year) D 116
2015-03-30 2015-03-26 4 MASSACHUSETTS MUTUAL LIFE INSURANCE CO By C.M. Life Insurance Company EMO MRP Shares P - Purchase I 100,000.0000 12 1,200 12
2015-03-30 2015-03-26 4 MASSACHUSETTS MUTUAL LIFE INSURANCE CO EMO MRP Shares P - Purchase D 100,000.0000 228 22,800 228
2015-01-09 3 Agdern Robert D EMO Common Stock D 0
2014-12-12 2014-12-10 4 COHEN HARRY D EMO Common Stock P - Purchase D 21.3600 5,000 107 15,364
2014-10-09 3 Clearbridge Investments, LLC EMO Common Stock D 0
2014-09-23 3 List Cynthia EMO Common Stock D 0
2014-09-23 3 Olmert Amy EMO Common Stock D 0
2014-09-23 3 Glasser Scott EMO Common Stock D 0
2014-09-23 3 Nattans Jeffrey Allen EMO Common Stock D 0
2013-06-28 2013-06-26 4 Eades Chris EMO Common Stock P - Purchase D 23.0966 1,000 23 2,232
2013-06-05 3 Fuller Kenneth EMO Common Stock D 0
2013-02-11 3 MASSACHUSETTS MUTUAL LIFE INSURANCE CO EMO Senior Secured Notes D 36,000,000
2013-02-11 3 MASSACHUSETTS MUTUAL LIFE INSURANCE CO By MassMutual Asia Limited EMO Senior Secured Notes I 4,000,000
2013-02-07 3 KAMERICK EILEEN A EMO Common Stock D 0
2013-01-10 2013-01-09 4 COHEN HARRY D EMO Common Stock P - Purchase I 21.7770 4,000 87 4,000
2013-01-04 2013-01-02 4 COHEN HARRY D EMO Common Stock P - Purchase D 21.3950 5,000 107 9,214
2012-05-29 2012-05-29 4 Vanderlee Peter EMO Common Stock P - Purchase D 18.9200 500 9 2,000
2012-03-13 2012-03-13 4 COHEN HARRY D EMO Common Stock P - Purchase D 20.2800 4,000 81 4,000
2012-02-16 2012-02-15 4 CRONIN DANIEL P EMO Common Stock P - Purchase D 19.9052 1,000 20 2,000
2011-12-02 3 Sennett Richard EMO Common Stock D 0
P
非デリバティブまたはデリバティブ証券の公開市場または非公開購入
S
非デリバティブ証券またはデリバティブ証券の公開市場または非公開売却
A
会社からの有価証券の交付、授与その他の取得 (オプション等)
C
デリバティブの転換
D
有価証券の会社への売却または譲渡
F
会社から受領した有価証券の一部を使用した、行使価格または納税義務のお支払い
G
内部者によるまたは内部者に対する有価証券の贈与
K
株式スワップと類似のヘッジ取引
M
会社から受け取ったデリバティブ証券 (オプションなど) の行使または転換
V
フォーム4により任意に報告した取引
J
その他 (取引を説明する脚注を含む)
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